Doug is an Investment Advisor Representative and Regional Director with First Advisors National.
FAN Advisors is a SEC Registered Investment Advisor.
- Regional Director at First Advisors National, LLC
- Series 65 Fiduciary
- Insurance licensed in Kentucky and Tennessee
- Former Allstate Insurance Agency owner and entrepreneur
- 30 years’ experience in the financial industry
- University of Louisville, Bachelor of Commerce, Accounting & Finance
Doug is a member of the Fellowship of Fiduciary Education (FFE).
A Series 65 Fiduciary by law must always put the best interest of the client first. They uphold the highest standards of care in the financial industry and must always exercise this standard when it comes to the best interest of the client no matter what the effect on the fiduciary or his compensation. An investment adviser, subject to fiduciary duty, is required to provide up-front disclosures to the client. These disclosures cover important topics such as the investment adviser’s qualifications, services provided, compensation, range of fees, methods of analysis, record of any disciplinary actions and conflicts of interest.